Corporate Executive Services

Today's executive demands personalized financial services that help meet both their individual and professional needs. Stifel's Corporate Executive Services provides a complete suite of investment products and services, supported by our experienced financial advisors, to help our clients make informed investment decisions for their and their company's financial future.


Corporate Executive Services works with a company's officers to develop and execute personalized investment plans in the following areas:

•  Rule 144 Sales & Lending

•  Rule 10b5-1 Plans

•  Stock Option Financing

•  Finance of Taxes Due Upon Vesting of Restricted Stock Units/Awards (RSUs, RSAs)


For companies, Stifel provides a range of services, including:

•  Investment Banking

•  Retirement Services


- Defined Benefit Plans

- Profit Sharing and Money Purchase Plans

- 401(k) Plans

- 403(b) Plans

- Deferred Compensation Plans


Stifel also provides professional guidance in these areas:

•  Investment Guidance

•  College Savings Programs

•  Insurance Products

•  Financial and Wealth Planning

- Estate Planning Strategies

- Charitable Gift Giving

- Individual Retirement Planning

•  Trust Services


Stifel employs a consultative approach. We've found this approach matches well with the unique needs of our corporate clients. 


Trust and fiduciary services are provided by Stifel Trust Company, N.A. and Stifel Trust Company Delaware, N.A. (collectively Stifel Trust Companies), wholly owned subsidiaries of Stifel Financial Corp. and affiliates of Stifel, Nicolaus & Company, Incorporated, Member SIPC & NYSE.  Unless otherwise specified, products purchased from or held by Stifel Trust Companies are not insured by the FDIC or any other government agency, are not deposits or other obligations of Stifel Trust Companies, are not guaranteed by Stifel Trust Companies, and are subject to investment risks, including possible loss of the principal invested.  Neither Stifel Trust Companies nor affiliated companies provide legal or tax advice.

Stifel does not provide legal or tax advice. You should consult with your legal and tax professionals regarding your particular situation.